Auditing Near-Optimal Policies Can Be Exponentially Hard: Conditional Query Lower Bounds via Occupancy Rashomon Capacity
Mirrored from arXiv — Machine Learning for archival readability. Support the source by reading on the original site.
arXiv:2606.00414v1 Announce Type: new
Abstract: When many reinforcement-learning policies achieve near-optimal return, a post-hoc auditor may have to distinguish among many behaviorally distinct but return-equivalent policies. We formalize this phenomenon through an occupancy-measure analogue of Rashomon capacity: the metric entropy of the near-optimal occupancy region, computed relative to an audited deployment class. Because occupancy measures identify behavior only up to occupancy equivalence, we formulate auditing at the occupancy-class level and distinguish exact local-query oracles from noisy sample-query oracles. Our main exact-query result is conditional: if the audited class contains a $2/H$-separated near-optimal packing whose local signatures are $b$-sparse, then exact local-query auditing requires $\Omega(M/b)$ queries; when the packing realizes deployment-class capacity and $b=O(1)$, this becomes $\Omega(2^{\Hopt^\cF(\eps)})$. We give a finite discounted hidden-branch MDP attaining this bound and show the exact Bayes success law. For noisy hidden-trigger testing, we prove a mixture lower bound of order $M/\beta$, where $\beta$ is the per-sample KL signal, yielding $\Omega(2^{\Hopt^\cF(\eps)}/(\rho^2\Delta^2))$ for capacity-order packings with $\beta=O(\rho^2\Delta^2)$. We also provide a static target-recognition information lower bound, a transcript-compatible oracle-cover verification upper bound, and a canonical occupancy regularizer whose regularized audited capacity collapses when a trusted reference occupancy is available. Controlled benchmarks distinguish positive sparse-signature instances from high-capacity negative controls where exact auditing is easy, and map the noisy-trigger law to post-processed continuous-control and visual-RL auditing regimes.
More from arXiv — Machine Learning
-
BitsMoE: Efficient Spectral Energy-Guided Bit Allocation for MoE LLM Quantization
Jun 2
-
DAStatFormer: A Hybrid Multibranch Transformer with Statistical Feature Integration for DAS-Based Pattern Recognitions
Jun 2
-
Hoeffding Concept Bottleneck Models with Applications to Overhead Images
Jun 2
-
From Demonstrations to Rewards: Test-Time Prompt Optimization for VLM Reward Models
Jun 2
Discussion (0)
Sign in to join the discussion. Free account, 30 seconds — email code or GitHub.
Sign in →No comments yet. Sign in and be the first to say something.