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Second-Order Smooth Planning with Optimal-Transport Bellman Smoothing

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Computer Science > Machine Learning

arXiv:2609.06484 (cs)
[Submitted on 6 Sep 2026]

Title:Second-Order Smooth Planning with Optimal-Transport Bellman Smoothing

Authors:Tuan Dam
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Abstract:Planning with a generative model aims to estimate the value of a state using as few simulator calls as possible. SmoothCruiser achieves problem-independent complexity $\widetilde O(\varepsilon^{-4})$ by exploiting the smoothness of the entropy-regularized Bellman backup, but its estimator is only first-order. We show that the sample-complexity exponent of SmoothCruiser-type planners is governed by the order $\beta$ of the local Taylor remainder, giving oracle complexity $\widetilde O(\varepsilon^{-(2+2/(\beta-1))})$: the first-order case $\beta=2$ recovers SmoothCruiser, while a second-order/cubic remainder $\beta=3$ yields $\widetilde O(\varepsilon^{-3})$. We reach this regime with an optimal-transport-smoothed Bellman backup over action distributions, which has a closed form, a policy gradient, and a Lipschitz Hessian, and whose quadratic correction admits an unbiased cross-product estimator. The resulting SecondOrderSmoothCruiser achieves $\widetilde O(\varepsilon^{-3})$ oracle complexity for fixed OT parameters, and we relate the OT, entropy-regularized, and unregularized objectives through explicit regularization-bias bounds.
Comments: Published at the International Conference on Machine Learning (ICML 2026)
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI)
Cite as: arXiv:2609.06484 [cs.LG]
  (or arXiv:2609.06484v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2609.06484
arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Tuan Dam [view email]
[v1] Sun, 6 Sep 2026 08:58:57 UTC (80 KB)
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