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A Geometric Analysis of Sign-Magnitude Asymmetry in a ReLU + RMSNorm Block under Ternary Quantization

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Computer Science > Machine Learning

arXiv:2605.18933 (cs)
[Submitted on 18 May 2026]

Title:A Geometric Analysis of Sign-Magnitude Asymmetry in a ReLU + RMSNorm Block under Ternary Quantization

Authors:Lei Dong
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Abstract:Pre-norm Transformers with RMSNorm tolerate ternary {-1,0,+1} weight quantization with surprisingly small loss (Ma et al., 2024). We give a geometric explanation via sign-magnitude decomposition of weight perturbations. In a two-layer ReLU + RMSNorm model with i.i.d. Gaussian weights, sign-flips produce $\pi/(\pi-2) \approx 2.75$ times more transverse output energy than sign-preserving magnitude perturbations of equal Frobenius norm, as the flip rate $p \to 0$ (Theorem 3). The mechanism: ReLU creates a hidden-space directional asymmetry between the two perturbation types, which RMSNorm's transverse-projection Fréchet derivative selectively exposes. Sign-quantization error is itself a sign-preserving perturbation with angular alignment $\cos^2 \to 2/\pi$ (Theorem 4); its post-ReLU radial fraction ($0.365$) matches the pre-ReLU value $1-2/\pi$ within $0.4\%$, so ReLU is approximately transparent to ternary error. Multi-layer compounding of the $2.75\times$ factor is not experimentally supported; the gap to real-model sign sensitivity arises from outlier features violating delocalization. For an input dimension with amplitude $\alpha$, a single sign-flip produces post-ReLU energy amplified by $R \approx n\alpha^2$ relative to a delocalized entry. On TinyLlama-1.1B, at linear response ($p \leq 0.5\%$), count-matched NLL leverage stabilizes at $\sim 10\times \approx n\mathbb{E}[\alpha^2]$, matching the per-entry theory; the all-column NLL ratio of $5.0\times$ falls within $R_{\mathrm{col}} \leq 19$ ($67\times$ PPL gap reflects metric nonlinearity). Measured outlier $\alpha$ at layer 12 (median $0.024$, max $0.26$) confirms heavy-tailed concentration. The Bussgang constant $2/\pi$, RMSNorm geometry, and ReLU half-space structure together explain sign-magnitude asymmetry in pre-norm models, with $R \propto n\alpha^2$ accounting for real-model deviations.
Comments: 53 pages, 2 figures, 21 tables, 7 appendices
Subjects: Machine Learning (cs.LG)
MSC classes: 68T07, 62R01, 15B52
Cite as: arXiv:2605.18933 [cs.LG]
  (or arXiv:2605.18933v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2605.18933
arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Lei Dong [view email]
[v1] Mon, 18 May 2026 15:36:33 UTC (92 KB)
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