arXiv — Machine Learning · · 3 min read

Separating Shortcut Transition from Cross-Family OOD Failure in a Minimal Model

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Computer Science > Machine Learning

arXiv:2605.12945 (cs)
[Submitted on 13 May 2026]

Title:Separating Shortcut Transition from Cross-Family OOD Failure in a Minimal Model

Authors:Hongmin Li
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Abstract:Shortcut features are often invoked to explain out-of-distribution (OOD) failure, but training correlation, learned shortcut use, and test-time failure need not coincide. We study a minimal binary model with one invariant coordinate and one family-dependent shortcut coordinate. In the deterministic regime, positive average shortcut correlation pulls logistic ERM toward positive shortcut weight, but ridge regularization keeps the classifier invariant-dominated and prevents deterministic OOD failure. When the invariant coordinate is noisy, ridge-logistic ERM switches to the shortcut rule once the training shortcut signal exceeds the invariant signal. Whether that transition causes failure depends on the held-out family: weaker shortcut correlation yields positive excess risk, and sign-flipped families yield above-chance error. Synthetic checks match these analytic regimes and show that the same training-side transition can have different held-out consequences. The model separates shortcut attraction, shortcut-rule transition, and cross-family OOD failure.
Comments: 14 pages, 3 figures
Subjects: Machine Learning (cs.LG)
Cite as: arXiv:2605.12945 [cs.LG]
  (or arXiv:2605.12945v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2605.12945
arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Hongmin Li [view email]
[v1] Wed, 13 May 2026 03:28:37 UTC (1,322 KB)
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