Geometric and Behavioral Stratification in Transformer Residual Streams
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Computer Science > Machine Learning
Title:Geometric and Behavioral Stratification in Transformer Residual Streams
Abstract:Trained transformer models develop privileged bases: coordinate axes whose statistics differ from the rest of the residual stream. But what kind of direction does such a basis select? We investigate the prediction direction, the unembedding direction of the token a model currently predicts, and find that it functions as a content-defined privileged anchor. Measured with respect to this anchor, residual-stream variation is geometrically and behaviorally stratified by proximity to the prediction.
The stratification holds in all eighteen models tested (dense and mixture-of-experts, 7B-120B, base and instruction-tuned). A narrow, scale-invariant prediction interface concentrates readout-relevant structure, while the vast prediction-distal complement expands with model scale. Because the prediction direction sits nearly orthogonal to the principal variance axes, variance-based analyses recover this organization only partly, and the shortfall grows with prompt heterogeneity.
Anchoring reveals a steep geometric gradient: prediction-proximal regions are highly structured and cluster related prompts, while the complement is flatter and anti-discriminates among prompt groups. The interface is a narrow slice but functionally decisive. Disrupting the variance directions closest to the prediction causes immediate divergence and frequent task-frame shifts; disrupting the next level down delays divergence and preserves framing. The complement is weakly readout-aligned per direction yet causally and temporally load-bearing, and behavior is driven by direction rather than magnitude.
These results establish the prediction direction as a privileged anchor distinct from previously described coordinate axes, and give a geometric account of how high-dimensional computation coexists with linear readout.
| Comments: | 63 pages, 10 figures, 15 tables. Code and data: this https URL |
| Subjects: | Machine Learning (cs.LG); Computation and Language (cs.CL) |
| MSC classes: | I.2.6, I.2.7 |
| Cite as: | arXiv:2608.12447 [cs.LG] |
| (or arXiv:2608.12447v1 [cs.LG] for this version) | |
| https://doi.org/10.48550/arXiv.2608.12447
arXiv-issued DOI via DataCite (pending registration)
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